Client State Requirements

State / Requirement Description	Type	Order	Actions
Prospect			Requirements
✓ Initial Contact Established	Entry	1	Edit	Delete
✓ Information Pack Sent	Entry	2	Edit	Delete
✓ Feedback Received	Entry	3	Edit	Delete
FICA			Requirements
✓ SOF	Exit	1	Edit	Delete
✓ Supporting Documents Submitted	Exit	2	Edit	Delete
✓ Current Bank Statement	Exit	3	Edit	Delete
Mandates Sent			Requirements
No requirements for this state.
Mandates Signed			Requirements
No requirements for this state.
Applied For Bank Account			Requirements
✓ Submit Bank Application	Entry	1	Edit	Delete
Capitec Account Active			Requirements
No requirements for this state.
RMB			Requirements
No requirements for this state.
Add New Bank			Requirements
No requirements for this state.
Added To Exchange			Requirements
No requirements for this state.
Welcome Email Sent			Requirements
No requirements for this state.
Welcome Call			Requirements
No requirements for this state.
Introduce Accountant			Requirements
No requirements for this state.
Credit Facility			Requirements
✓ Credit Check	Entry	1	Edit	Delete
✓ Agreement Signed	Entry	2	Edit	Delete
Sign Current Years Mandates			Requirements
✓ Mandates Signed	Entry	1	Edit	Delete
✓ Mandates Completed	Entry	2	Edit	Delete
Awaiting AIT Docs			Requirements
No requirements for this state.
New AIT			Requirements
✓ Received Updated SOF Docs	Entry	1	Edit	Delete
Ready to Trade			Requirements
✓ Awaiting Trading Capital	Entry	1	Edit	Delete
✓ Awaiting Source Of Funds	Entry	2	Edit	Delete
✓ Review Source Of Funds	Entry	3	Edit	Delete
✓ SOF Approved	Entry	4	Edit	Delete
Trading			Requirements
No requirements for this state.
Completed Trading For The Year			Requirements
No requirements for this state.
Client Resigned			Requirements
No requirements for this state.
Inactive			Requirements
No requirements for this state.
Registration Started			Requirements
No requirements for this state.
Registration In Progress			Requirements
No requirements for this state.
Registered			Requirements
✓ Account Verified	Entry	1	Edit	Delete
✓ Welcome Pack Sent	Entry	2	Edit	Delete
Sent FICA Request			Requirements
No requirements for this state.
FICA Documents Collection			Requirements
No requirements for this state.
FICA Documents Verification			Requirements
No requirements for this state.
FICA Final Approval			Requirements
No requirements for this state.
FICA Verified			Requirements
No requirements for this state.
New Account: Capitec			Requirements
No requirements for this state.
New Account: RMB			Requirements
No requirements for this state.
Account Migration Docs			Requirements
No requirements for this state.
Awaiting Bank Approval			Requirements
No requirements for this state.
Trade Limit Updated			Requirements
No requirements for this state.
Online Access Requested			Requirements
No requirements for this state.
Online Access Granted			Requirements
✓ CIF Number Saved	Entry	1	Edit	Delete
✓ BP Number Saved	Entry	2	Edit	Delete
✓ Capitec Name Saved	Entry	3	Edit	Delete
Called Client 1			Requirements
No requirements for this state.
Sent Mail 1			Requirements
No requirements for this state.
Called Client 2			Requirements
No requirements for this state.
Called Client 3			Requirements
No requirements for this state.
Allocate Accountant			Requirements
No requirements for this state.
Welcome Call Complete			Requirements
No requirements for this state.
Sent Form			Requirements
No requirements for this state.
CF Registered			Requirements
No requirements for this state.
CF Declined			Requirements
No requirements for this state.
CF Approved			Requirements
No requirements for this state.
Called Client 1			Requirements
No requirements for this state.
Called Client 2			Requirements
No requirements for this state.
Mandates Signed			Requirements
No requirements for this state.
Mandates Completed			Requirements
No requirements for this state.
AIT Form Sent			Requirements
No requirements for this state.
AIT Docs Complete			Requirements
✓ Received SOF Docs	Exit	1	Edit	Delete
✓ Received Cash Assets Docs	Exit	2	Edit	Delete
✓ Received Other Assets Docs	Exit	3	Edit	Delete
✓ Received Credit Facility Docs	Exit	4	Edit	Delete
AIT Required			Requirements
No requirements for this state.
AIT Submitted			Requirements
No requirements for this state.
AIT Approved			Requirements
No requirements for this state.
Awaiting Trading Capital			Requirements
No requirements for this state.
Awaiting Source Of Funds			Requirements
No requirements for this state.
Review Source Of Funds			Requirements
No requirements for this state.
SOF Approved			Requirements
No requirements for this state.
Started Trading			Requirements
✓ Trading Dashboard Configured	Entry	1	Edit	Delete
✓ Trading Statement Viewable	Entry	2	Edit	Delete
Trading Completed			Requirements
No requirements for this state.